Skip to main content

Prone position ventilation-induced oxygenation improvement as a valuable predictor of survival in patients with acute respiratory distress syndrome: a retrospective observational study

Abstract

Background

In patients with severe acute respiratory distress syndrome (ARDS), prolonged and inappropriate use of prone position ventilation (PPV) is a known risk factor for mortality. Hence, it is critical to monitor patients' response to PPV and accurately differentiate responders from non-responders at an early stage. The study aimed to investigate the relationship between oxygenation improvement after three rounds of PPV and survival rate in patients with pulmonary ARDS. Additionally, we sought to identify the earliest turning point for escalation from PPV to extracorporeal membrane oxygenation.

Methods

We performed a retrospective observational study from 2015 to 2023. We included adult patients who received invasive mechanical ventilation, underwent at least three periods of at least 6 h of PPV after admission to the Intensive Care Unit, and meet the ARDS criteria. The study collected data on each PPV session, including changes in PaCO2, PaO2, pH, FiO2, PaO2:FiO2 ratio, and clinical outcomes.

Results

A total of 104 patients were enrolled in the study. The change in PaCO2 from baseline to the third PPV session (P3) had the highest area under the receiver operating characteristic curve (AUC) of 0.70 (95% CI 0.60–0.80; p < 0.001) for predicting hospital mortality, with an optimal cut-off point of 3.15 (sensitivity 75.9%, specificity 56.0%). The percentage change in PaO2:FiO2 ratio from baseline to P3 also had significant AUC of 0.71 (95% CI 0.61–0.81; p < 0.001) for predicting hospital mortality, with an optimal cut-off value of 99.465 (sensitivity 79.6%, specificity 62.0%).

PaCO2 responders were defined as those with an increase in PaCO2 of ≤ 3.15% from baseline to P3, while PaO2:FiO2 responders were defined as those with an increase in PaO2:FiO2 ratio of ≥ 99.465% from baseline to P3. In the multivariable Cox analysis, PaO2:FiO2 responders had a significantly lower 60-day mortality risk (hazard ratio 0.369; 95% CI 0.171–0.798; p = 0.011).

Conclusions

The percentage change in PaO2:FiO2 ratio from baseline to P3 was a significant predictor of outcomes. The model fit and prediction accuracy were improved by including the variable of PaCO2 responders.

Peer Review reports

Introduction

The overall mortality for patients with severe acute respiratory distress syndrome (ARDS) remains approximately 45% [1,2,3]. Moreover, over 15% of hospitalized patients with COVID-19 develop pulmonary ARDS, which is the primary cause of death in these patients [4,5,6,7,8,9,10,11]. Prone position ventilation (PPV) has been evaluated as a key strategy in managing severe ARDS patients [12, 13]. Studies have shown that 32.9% of patients with severe ARDS were treated with PPV [14], and this proportion was even higher in COVID-19 patients (77%) [15]. Early (within 36 h) and prolonged PPV can improve lung homogeneity, ventilation/perfusion ratios, and outcomes in patients with moderate to severe ARDS by reducing ventilator-associated lung injury (VALI) [16,17,18].

However, irrationally prolonged PPV has been identified as a risk factor for mortality in severe ARDS patients, as it may delay the initiation of extracorporeal membrane oxygenation (ECMO) [16, 19, 20]. Therefore, it is essential to monitor patients’ responses to PPV treatment and accurately distinguish responders from non-responders early on. However, there are various definitions for prone positioning responders. Some studies have defined PPV responders as patients whose PaO2/FiO2 (P/F) improved by 20% or 53.5% after PPV, while others defined PPV responders as those with a decrease in PaCO2 of ≥ 1 mmHg [21,22,23,24,25,26,27]. Existing studies have defined PPV responders and non-responders based solely on the changes in arterial blood gas after a single prone-positioning session. However, treatments targeting the etiology of ARDS may not take effect after the first PPV session. Therefore, predicting outcomes based solely on changes between baseline and the first PPV treatment may have limited clinical value. Furthermore, in clinical practice, PPV is often performed multiple times [28,29,30], even if oxygenation does not improve after previous sessions, as demonstrated in the PROSEVA trial [16]. Additionally, under the framework of lung-protective ventilation, PPV is often performed with low tidal volume ventilation, which can result in hypercapnia [31].

Therefore, it is desirable to use a composite measure of PPV efficacy and identify an early turning point for escalating from PPV to ECMO. The objective of our study was to explore the relationship between oxygenation improvement after three rounds of PPV and survival in patients with pulmonary ARDS, in order to support clinical decision-making on PPV during the COVID-19 pandemic.

Methods

Study design

We performed a retrospective observational study in the Intensive Care Unit (ICU) of the First Affiliated Hospital of Guangzhou Medical University, a tertiary-care referral hospital in China, between November 2015 and March 2023. The institution’s Medical Ethics Committee waived the requirement for written informed consent and approved the study (ES-2023-K006-01). The study was reported adhering to the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) statement guidelines [32].

Participants

To be eligible for inclusion in the study, patients had to be adults (≥ 18 years), receiving invasive mechanical ventilation, undergoing at least three PPV sessions after admission to the ICU, and meeting the criteria for ARDS as per the Berlin definition [33]. Exclusion criteria included patients who received PPV for less than 6 h each time, patients who underwent ECMO before or during the first three PPV attempts, patients with severe immunosuppression due to drug-induced immunosuppression for solid-organ transplantation or human immunodeficiency virus infection, pregnant women, and those with multiple organ failure.

Procedures and definitions

Lung-protective ventilation was applied to all ARDS patients throughout the study period following the guidelines [12, 34]. All other ventilator variable settings and the use of PPV were left to the discretion of the physicians, who adhered to the guidelines and the Berlin definition. Patients were placed in PPV for at least 6 h daily. Sedation, neuromuscular blocking agents, and analgesia were provided as required.

Arterial blood gas (ABG) analyses were performed at admission to the ICU. For patients requiring PPV, ABG analyses were performed at least 2 h after each PPV session. ABG (PaCO2, PaO2, pH) analyses were measured using a point-of-care blood gas analyzer (ABL800 FLEX, Radiometer, Denmark), and FiO2 was recorded from the ventilator at the time of blood sampling for ABG analyses. The P/F ratio was calculated using variables obtained after the completion of each PPV session.

Data collection and evaluation

Data were obtained from the nursing records and hospital electronic database records, and all individual data were anonymized. All medical records were independently reviewed by two researchers to determine the patients’ demographics (age and gender), time from admission to ICU to the first PPV, Acute Physiology and Chronic Health Evaluation (APACHE) II, Sequential Organ Failure Assessment (SOFA), Richmond Agitation Sedation Scale (RASS), comorbidities, neuromuscular blocking agents use, arterial blood gases (PaCO2, PaO2, pH), FiO2, P/F ratio, and clinical outcomes (ventilator-free days at 28 days, length of in-hospital stay, length of ICU stay, 28-day mortality, 60-day mortality, and hospital mortality). The primary outcome was all-cause hospital mortality. Secondary outcomes included 28-day hospital mortality and 60-day hospital mortality. Patients were followed until hospital discharge or death. We recorded each PPV section and subsequent changes in PaCO2, PaO2, pH, FiO2, and P/F ratio. If these data were missing, we used data closest time point but never more than 16 h after the PPV session. Only the earlier ABG result remained in the final analysis if the patient had multiple ABG results at the same PPV section interval.

Statistical analysis

Given the retrospective exploratory nature of the study, formal sample size or power calculations were not conducted. Missing or questionable data values were interpolated or verified by cross-referencing with data extracted from original medical records.

Quantitative variables were presented as the mean ± standard deviation (SD) or median with interquartile range (IQR), depending on the normality of the distribution. Qualitative variables were expressed as frequencies (%), and compared using the Chi-square or Fisher exact test, as appropriate. Statistical significance among groups was determined by the ANOVA test when data met assumptions of normal distribution and equal variance. Otherwise, the Mann–Whitney U tests were applied.

Repeated blood sample results (PaCO2, PaO2, pH, FiO2, and P/F ratio) from the baseline to each prone position were analyzed using linear mixed-effects models to account for the repeated measures structure of the dataset. Satterthwaite’s method was used to estimate p values for the mixed-effects models, and the fixed effects parameters (times of prone position) were estimated using maximum likelihood estimation.

Receiver operating characteristic (ROC) curves were generated to determine the predictive value of the percentage PPV-induced changes in the P/F ratio and PaCO2 between baseline and each PPV session for hospital mortality. The optimal cutoff values of ROC curves were identified through Youden’s index, which maximizes the sum of sensitivity and specificity. The area under the curves (AUC), a quantitative measure of the model performance, was presented with 95% CI. A value of AUC close to 1 indicates better model performance.

The association between different variables and hospital mortality in patients who received PPV for ARDS was analyzed using multivariate logistic regression models. Variance inflation factors (VIFs) were assessed to test for the presence of multicollinearity. A stepwise forward–backward selection procedure was used with a stopping rule based on the minimum Bayesian Information Criterion (BIC). The goodness of fit was evaluated using the Hosmer–Lemeshow test. A nomogram plot was generated based on the multivariate logistic regression models. The model was internally validated using bootstrap resampling for 1000 iterations and bias-corrected.

We verified the proportional hazards assumption that risk functions for different values of covariates were proportional. Time-to-event data were analyzed using the Kaplan–Meier method and survival curves between two groups were compared via a Log-rank test. Hazard ratios (HRs) with 95% CIs were calculated using Cox proportional hazards models. Multivariate Cox regression also applies a stepwise forward–backward selection procedure for variable screening.

Statistical analyses were performed using R and the R-studio interface by independent statisticians (R version 4.3.1). If not specified, a two-sided P value < 0.05 was considered statistically significant.

Results

Patient characteristics

During the study period, 12,495 patients were admitted to our ICU. Of these, 893 (7.15%) met the Berlin criteria for ARDS and required invasive mechanical ventilation (IMV). After excluding patients who did not meet the inclusion criteria, 104 patients (79 male and 25 female) remained in the analysis. The median age of the included patients was 60 (IQR, 51–72) years and the mean APACHE II score of 22 ± 7. (Fig. 1) Fifty patients survived the hospital stay, and the overall 28-day mortality rate was 24.0%.

Fig. 1
figure 1

Flow Diagram of the study population. ICU intensive care unit. ARDS acute respiratory distress syndrome. PPV prone position ventilation. ECMO Extracorporeal Membrane Oxygenation

The characteristics of the patients were grouped by prognosis status and are presented in Table 1. There were no statistically significant differences among the groups in demographic characteristics, time from admission to ICU to the first PPV, sedation scores, or severity scores at ICU admission. Barotrauma, bacterial infection, and severe pneumonia were similar between the groups. However, the non-survival group had a significantly higher percentage of immunocompromised patients (17 [34.0%] vs 37 [68.5%]; p = 0.001).

Table 1 Characteristics of the patients at baseline

The results of arterial blood gas analysis and ventilator settings at baseline did not show statistically significant differences between hospital survivors and non-survivors. At baseline, the median length of ICU stay and hospital stay were 28 days (17–43 days) and 35 days (23–57 days), respectively. The median P/F ratio was 93.9 mm Hg (73.9–141.8 mm Hg) and PaCO2 was 41.5 mm Hg (36.5–50.2 mm Hg).

Oxygenation response to PPV sessions

During the three PPV sessions, neuromuscular blockades were used in 67 (64.4%) of the patients, showing no statistically significant differences between hospital survivors and non-survivors. The first PPV session resulted in a rise in the P/F ratio that persisted after the patient was repositioned back in the supine position in 87.5% of the cases. Following the first PPV session, the P/F ratio increased in 47 (94%) of survivors and 44 (81.5%) of non-survivors.

Among survivors, the P/F ratio increased from 117 ± 52 mm Hg at baseline to 192 ± 66 mm Hg at the first PPV (P1), to 220 ± 64 mm Hg at the second PPV (P2), and to 232 ± 68 mm Hg at the third PPV (P3). In non-survivors, the P/F ratio stepped up from 111 ± 49 mm Hg at baseline to 164 ± 60 mm Hg at P1, to 169 ± 60 mm Hg at P2, and then declined to 165 ± 63 mm Hg at P3.

The PaCO2 among survivors increased from 45 ± 11 mm Hg at baseline to 48 ± 12 mm Hg at P1. However, three rounds of PPV yielded similar results (P2: 46 ± 8 mm Hg; P3:47 ± 8 mm Hg). In non-survivors, PaCO2 kept increasing from baseline (42 ± 10 mm Hg), reaching 54 ± 12 mm Hg at P3. (Fig. 2 and Table 2).

Fig. 2
figure 2

Mean values of PaO2:FiO2 ratio at baseline and after each prone position ventilation session. Error bars indicate standard deviation. PaO2:FiO2 ratio was obtained at the following time points: ICU admission (baseline), after the first prone position ventilation session (time P1), after the second prone position ventilation session (time P2), and after the third prone position ventilation session (time P3)

Table 2 Blood gases in survivors and non‑survivors

No significant differences were found in PaCO2 through the first PPV period between the survival and non-survival groups. However, PaCO2 was found to be significantly different at P2 (p = 0.004) and P3 (p < 0.001). Between-group differences were significant in the P/F ratio for all PPV rounds (pP1 = 0.025; pP2 < 0.001; pP3 < 0.001). (Table 2) The results of analyzing repeated blood samples (PaCO2 and P/F ratio) between each PPV group are presented in e-Table 1 and e-Table 2.

Predictive value of the changes in P/F ratio and PaCO2 response

The AUC value for the percentage changes in the P/F ratio between baseline and the P3 round was significant for predicting the probability of hospital mortality (AUC 0.71, 95% CI 0.61–0.81; p < 0.001). (e-Table 3) The optimal cut-off value for this was 99.465, with a sensitivity of 79.6%, a specificity of 62.0%, a positive predictive value of 69.4%, and a negative predictive value of 73.8%, as determined by using the maximum value of the Youden index. (e-Fig. 1) Patients were considered as P/F ratio responders if they had an increase in the P/F ratio of greater than or equal to 99.465% from baseline to the P3 round.

All AUC values for the changes in the PaCO2 between baseline and different PPV times for predicting hospital mortality were significant (pp1 = 0.021; pp2 = 0.003; pp3 < 0.001). The ROC analysis of the change in the PaCO2 between baseline and time P3 had the highest AUC curve (AUC 0.70, 95% CI 0.60–0.80; p < 0.001). (e-Table 3) The optimal cut-off point to predict hospital mortality was 3.15, with a sensitivity of 75.9%, a specificity of 56.0%, a positive predictive value of 65.8%, and a negative predictive value of 68.3%. (e-Fig. 2) Similarly, patients were considered as PaCO2 responders if they had an increase in PaCO2 of less than or equal to 3.15% from the baseline to time P3. A detailed description of the characteristics of patients in the different responder groups at baseline is provided in e-Table 4 and e-Table 5.

Clinical outcomes and predictors of mortality

All variables without multicollinearity were included in the multivariate logistic regression analysis. The stepwise regression analysis identified P/F ratio responders (OR, 0.207; 95% CI, 0.071–0.56), PaCO2 responders (OR, 0.219; 95% CI, 0.073–0.61), age (OR, 1.047; 95% CI, 1.011–1.092), immunocompromised (OR, 6.49; 95% CI, 2.268–21.084), and septic shock (OR, 3.35; 95% CI, 1.196–10.19) as significantly associated with hospital mortality. (Table 3) We further constructed a nomogram incorporating these predictors in e-Fig. 3. Internal validation using bootstrapping with 1000 samples demonstrated the robustness of the predictive model (Brier value = 0.183; concordance index = 0.822).

Table 3 Regression analysis to evaluate the association between survival and covariates

During the 60-day follow-up, 48 patients (46.2%) died. Survival analysis comparing the P/F ratio of responders and non-responders groups revealed a significantly difference in 60-day mortality (p = 0.001 by log-rank test). In contrast, PaCO2 responders did not show a statistically significant difference in 60-day mortality compared to the non-responders group (p = 0.052 by log-rank test, Fig. 3). The survival analysis of 28-day mortality is presented in e-Fig. 4.

Fig. 3
figure 3

Kaplan–Meier Survival Curves for 60-day Probability of Survival in Patients with Pulmonary ARDS. A, PaO2:FiO2 responders/ nonresponders; B, PaCO2 responders/nonresponders. P/F ratio responders were defined as patients showing an increase in the PaO2:FiO2 ratio of greater than or equal to 99.465% from the baseline to time P3. PaCO2 responders were defined as patients showing an increase in the PaCO2 of less than or equal to 3.15% from the baseline to time P3

After adjusting for potential confounders in the multivariable Cox analysis, P/F ratio responders remained associated with a significantly lower 60-day mortality risk (adjusted hazard ratio (aHR) 0.369; 95% CI 0.171–0.798; p = 0.011). (Table 3).

Discussion

Given that lung-protective ventilation strategies such as lung recruitment, PEEP titration, and prone ventilation have demonstrated differing effects on pulmonary ARDS compared to extrapulmonary ARDS [35], we included only patients with pulmonary ARDS in our study population. All patients were ventilated using a low tidal volume ventilation (LTVV) strategy and were actively stabilized hemodynamically. This study included only patients who received at least three consecutive sessions of PPV, with PPV being carried out approximately 36 h after meeting the criteria for moderate-to-severe ARDS. To our knowledge, this is the first study to investigate the impact of improved oxygenation after each PPV on clinical outcomes in patients with pulmonary ARDS who received at least three PPV sessions.

The key findings of this study were as follows: First, there was a significant difference in the P/F ratio between survivors and non-survivors during the first three PPV sessions. Second, a cut-off value of a 99.465% increase in P/F ratio from baseline to after the third PPV session was more effective in predicting ICU outcomes (AUC: 0.713) compared to the first and second PPV sessions. Similarly, a cut-off value of a 3.15% increase in PaCO2 from baseline to after the third PPV session was also predictive of ICU outcomes (AUC: 0.703). Third, Survival analysis revealed that non-responders to the P/F ratio had higher 28-day and 60-day mortality rates.

Among the first three PPV sessions, the changes of both the P/F ratio and PaCO2 between the baseline and the third PPV session demonstrated the best discrimination in predicting in-hospital mortality.

Previously, P/F ratio responders were defined as patients who experienced a 20% or 53.5% improvement in P/F ratio after the first PPV session [15, 23], or even based on the subjective judgments of caregivers. In our cohort, using the cut-off value of 99.465% for the change in oxygenation as a predictor of hospital mortality outperformed the two previously reported cut-off values for the change in oxygenation (based on Youden’s index). (e-Table 7).

Consistent with prior studies, PPV increases oxygenation in most patients with ARDS [36,37,38]. The effect of PPV’s improving oxygenation persists even after patients are returned to the supine position [39, 40]. Additionally, multiple PPV sessions can further improve oxygenation [41, 42]. However, improved oxygenation alone does not always translate to improved survival [26, 27]. In pulmonary ARDS, the mechanisms underlying oxygenation improvement after PPV treatment are diverse, with improved lung homogeneity like playing the most important role. Although oxygenation may improve after the first PPV session, the etiological treatment for ARDS may not begin to work at the same time. Therefore, evaluating the patients’ response to PPV treatment based solely on the status of oxygenation after the first PPV session may be risky. Implementing substantial changes in management strategies of ARDS patients, such as escalating to ECMO support or prolonging the PPV, based solely on the status of oxygenation after the first PPV session may introduce a high risk of complications.

Theoretically, monitoring changes in PaCO2 may be more relevant than monitoring changes in P/F ratio for predicting the response to prone position (PP) in patients with ARDS [43]. Patients with ARDS have a better prognosis with decreased PaCO2 after the PP, suggesting an improvement in the efficiency of alveolar ventilation [27]. Additionally, this study demonstrated that PaCO2 responders predict improved outcomes in patients with ARDS. Pelosi et al. suggested that during PPV, the bed surface impedes the expansion of the anterior and abdominal chest walls, resulting in a decrease in chest wall compliance. In contrast, lung compliance and respiratory system compliance increase when the patient is transferred to the supine position [44, 45]. Langer et al. observed a significant increase in respiratory rate settings after prone positioning and a tendency to lead to an increase in minute ventilation. Therefore, a variation in the ventilatory ratio must be chosen to differentiate between CO2 responders and non-responders and thus reflect changes in dead space [15]. Petit et al. observed through CT that patients with more normal ventilation lung tissue in ventral and medial-ventral regions and a lower dorsal tidal volume/overall tidal volume ratio were more likely to have improved static lung compliance after prone positioning [46, 47].

Elevated PaCO2 after PPV might lead to further aggravated hypercapnia. Severe hypercapnia or a rapid rise in PaCO2 could cause myocardial depression, increase pulmonary vascular resistance leading to increased right heart insufficiency [48], increase the risk of inpatient death in patients with cerebral injury [49], as well as aggravate kidney injury and lung injury, which is detrimental to the patient's prognosis [31, 50, 51].

If the improvement in lung compliance counteracts the adverse factors that lead to increased chest wall compliance after PP, PaCO2 may not continue to rise. Although the study did not monitor changes in the patients' chest wall elastic resistance, during which ventilatory parameters such as tidal volume, respiratory rate, inspiratory time, and PEEP do not make adjustments, we observed varying degrees of elevated PaCO2 in both groups after PPV. After the third PP, PaCO2 was significantly higher in the non-survivor group than in the survival group, reflecting the failure of PPV to increase alveolar ventilation as well as improve intrapulmonary heterogeneity. This indirectly suggests to clinicians that the etiology of the patient's lungs may be poorly reversible and that poorly controlled hypercapnia affects the patient's prognosis.

Certainly, elevated PaCO2 after PPV might be associated with maintaining the same LTVV ventilation parameters, alternatively associated with not retitrating the optimal PEEP [52] and retaining deep sedation leading to reduced respiratory drive [53].

This study has several notable strengths. We investigated the improvement in oxygenation after three PPV sessions and its association with the survival of patients with pulmonary ARDS, which differs from previous studies. Using the optimal cut-off value, a nomogram model was constructed that incorporated five variables to predict the effect of PPV and all-cause in-hospital mortality with high efficiency and practical bedside application. This may serve to rationalize clinical decision-making regarding assisted ventilation strategies and avoid delays in escalating the therapeutic approach from PPV to ECMO. Our models for the third PPV achieved high predictive accuracy (AUC: 0.85). Substituting the data of the first or second PPV into the model also demonstrated high predictive accuracy (AUCP1: 0.79; AUCP2: 0.80), suggesting that our model had better generalization ability (e-Fig. 5).

Study limitations

Some limitations were present in this study. First, we only evaluated 104 patients due to a high quantity of unsuitable samples. Second, this was a single-center study, but the robustness of our final model was demonstrated by extensive internal validation. In addition, although the imputed data only accounted for 13.9%, it cannot be denied that it may have affected the outcome to some extent, which is a common limitation in studies based on retrospective data. Furthermore, the indicators included in the study were all blood gas indicators and were not combined with lung imaging and respiratory mechanics to evaluate the dynamic changes in lung recruitment.

Conclusion

Significant differences were observed in the P/F ratio during all periods of PPV between the survival and non-survival groups in patients with pulmonary ARDS in the ICU. The percentage changes in the P/F ratio from baseline to the third PPV session were significant predictors of the outcome. The inclusion of the variable PaCO2 responders improved the model’s fit and prediction accuracy.

Data availability

The data that support the findings of this study are available from the corresponding author( Email: xuyuanda@sina.com) but restrictions apply to the availability of these data, which were used under licence for the current study, and so are not publicly available. Data are however available from the authors upon reasonable request.

Abbreviations

ABG:

Arterial blood gas

APACHE II:

Acute Physiology and Chronic Health Evaluation II

ARDS:

Acute Respiratory Distress Syndrome

AUC:

Area under the curves

CI:

Confidence interval

COVID-19:

Coronavirus disease 2019

ECMO:

Extracorporeal Membrane Oxygenation

FiO2 :

Fraction of inspired oxygen

HR:

Hazard ratios

ICU:

Intensive care unit

IQR:

Interquartile range

LTVV:

Low tidal volume ventilation

ORs:

Odds ratios

PPV:

Prone position ventilation

PaCO2 :

Arterial partial pressure of carbon dioxide

PaO2 :

Arterial partial pressure of oxygen

P/F ratio:

PaO2/FiO2

RASS:

Richmond Agitation Sedation Scale

RCT:

Randomized Controlled Trial

ROC:

Receiver operating characteristic

SD:

Standard deviation

SE:

Standard Error of Mean

SOFA:

Sequential Organ Failure Assessment

STROBE:

Strengthening the Reporting of Observational Studies in Epidemiology

Sum Sq:

Sum of squares

VIF:

Variance inflation factors

References

  1. Li G, Malinchoc M, Cartin-Ceba R, Venkata CV, Kor DJ, Peters SG, et al. Eight-year trend of acute respiratory distress syndrome: a population-based study in Olmsted County, Minnesota. Am J Respir Crit Care Med. 2011;183(1):59–66.

    Article  PubMed  Google Scholar 

  2. Villar J, Blanco J, Añón JM, Santos-Bouza A, Blanch L, Ambrós A, et al. The ALIEN study: incidence and outcome of acute respiratory distress syndrome in the era of lung protective ventilation. Intensive Care Med. 2011;37(12):1932–41.

    Article  PubMed  Google Scholar 

  3. Bellani G, Laffey JG, Pham T, Fan E, Brochard L, Esteban A, et al. Epidemiology, Patterns of Care, and Mortality for Patients With Acute Respiratory Distress Syndrome in Intensive Care Units in 50 Countries. JAMA. 2016;315(8):788–800.

    Article  CAS  PubMed  Google Scholar 

  4. Wiersinga WJ, Rhodes A, Cheng AC, Peacock SJ, Prescott HC. Pathophysiology, Transmission, Diagnosis, and Treatment of Coronavirus Disease 2019 (COVID-19): A Review. JAMA. 2020;324(8):782–93.

    Article  CAS  PubMed  Google Scholar 

  5. Kang S, Yang M, He S, Wang Y, Chen X, Chen YQ, et al. A SARS-CoV-2 antibody curbs viral nucleocapsid protein-induced complement hyperactivation. Nat Commun. 2021;12(1):2697.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  6. Fahlberg MD, Blair RV, Doyle-Meyers LA, Midkiff CC, Zenere G, Russell-Lodrigue KE, et al. Cellular events of acute, resolving or progressive COVID-19 in SARS-CoV-2 infected non-human primates. Nat Commun. 2020;11(1):6078.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  7. Scaravilli V, Guzzardella A, Madotto F, Beltrama V, Muscatello A, Bellani G, et al. Impact of dexamethasone on the incidence of ventilator-associated pneumonia in mechanically ventilated COVID-19 patients: a propensity-matched cohort study. Crit Care. 2022;26(1):176.

    Article  PubMed  PubMed Central  Google Scholar 

  8. Liu Y, Lv J, Liu J, Li M, Xie J, Lv Q, et al. Mucus production stimulated by IFN-AhR signaling triggers hypoxia of COVID-19. Cell Res. 2020;30(12):1078–87.

    Article  CAS  PubMed  Google Scholar 

  9. Grasselli G, Zangrillo A, Zanella A, Antonelli M, Cabrini L, Castelli A, et al. Baseline Characteristics and Outcomes of 1591 Patients Infected With SARS-CoV-2 Admitted to ICUs of the Lombardy Region. Italy Jama. 2020;323(16):1574–81.

    Article  CAS  PubMed  Google Scholar 

  10. Cao Y, Liu X, Xiong L, Cai K. Imaging and clinical features of patients with 2019 novel coronavirus SARS-CoV-2: A systematic review and meta-analysis. J Med Virol. 2020;92(9):1449–59.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  11. Chen N, Zhou M, Dong X, Qu J, Gong F, Han Y, et al. Epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in Wuhan, China: a descriptive study. Lancet. 2020;395(10223):507–13.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  12. Papazian L, Aubron C, Brochard L, Chiche JD, Combes A, Dreyfuss D, et al. Formal guidelines: management of acute respiratory distress syndrome. Ann Intensive Care. 2019;9(1):69.

    Article  PubMed  PubMed Central  Google Scholar 

  13. Fan E, Del Sorbo L, Goligher EC, Hodgson CL, Munshi L, Walkey AJ, et al. An Official American Thoracic Society/European Society of Intensive Care Medicine/Society of Critical Care Medicine Clinical Practice Guideline: Mechanical Ventilation in Adult Patients with Acute Respiratory Distress Syndrome. Am J Respir Crit Care Med. 2017;195(9):1253–63.

    Article  PubMed  Google Scholar 

  14. Guérin C, Beuret P, Constantin JM, Bellani G, Garcia-Olivares P, Roca O, et al. A prospective international observational prevalence study on prone positioning of ARDS patients: the APRONET (ARDS Prone Position Network) study. Intensive Care Med. 2018;44(1):22–37.

    Article  PubMed  Google Scholar 

  15. Langer T, Brioni M, Guzzardella A, Carlesso E, Cabrini L, Castelli G, et al. Prone position in intubated, mechanically ventilated patients with COVID-19: a multi-centric study of more than 1000 patients. Crit Care. 2021;25(1):128.

    Article  PubMed  PubMed Central  Google Scholar 

  16. Guérin C, Reignier J, Richard JC, Beuret P, Gacouin A, Boulain T, et al. Prone positioning in severe acute respiratory distress syndrome. N Engl J Med. 2013;368(23):2159–68.

    Article  PubMed  Google Scholar 

  17. Taccone P, Pesenti A, Latini R, Polli F, Vagginelli F, Mietto C, et al. Prone positioning in patients with moderate and severe acute respiratory distress syndrome: a randomized controlled trial. JAMA. 2009;302(18):1977–84.

    Article  CAS  PubMed  Google Scholar 

  18. Gattinoni L, Taccone P, Carlesso E, Marini JJ. Prone position in acute respiratory distress syndrome. Rationale, indications, and limits. Am J Respir Crit Care Med. 2013;188(11):1286–93.

    Article  CAS  PubMed  Google Scholar 

  19. Schmidt M, Pham T, Arcadipane A, Agerstrand C, Ohshimo S, Pellegrino V, et al. Mechanical Ventilation Management during Extracorporeal Membrane Oxygenation for Acute Respiratory Distress Syndrome. An International Multicenter Prospective Cohort. Am J Respir Crit Care Med. 2019;200(8):1002–12.

    Article  CAS  PubMed  Google Scholar 

  20. Okin D, Huang CY, Alba GA, Jesudasen SJ, Dandawate NA, Gavralidis A, et al. Prolonged Prone Position Ventilation Is Associated With Reduced Mortality in Intubated COVID-19 Patients. Chest. 2023;163(3):533–42.

  21. Cardinale M, Boussen S, Cungi PJ, Esnault P, Mathais Q, Bordes J, et al. Lung-Dependent Areas Collapse, Monitored by Electrical Impedance Tomography, May Predict the Oxygenation Response to Prone Ventilation in COVID-19 Acute Respiratory Distress Syndrome. Crit Care Med. 2022;50(7):1093–102.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  22. Papazian L, Paladini MH, Bregeon F, Huiart L, Thirion X, Saux P, et al. Is a short trial of prone positioning sufficient to predict the improvement in oxygenation in patients with acute respiratory distress syndrome? Intensive Care Med. 2001;27(6):1044–9.

    Article  CAS  PubMed  Google Scholar 

  23. Lee HY, Cho J, Kwak N, Choi SM, Lee J, Park YS, et al. Improved Oxygenation After Prone Positioning May Be a Predictor of Survival in Patients With Acute Respiratory Distress Syndrome. Crit Care Med. 2020;48(12):1729–36.

    Article  CAS  PubMed  Google Scholar 

  24. Chen YY, Kuo JS, Ruan SY, Chien YC, Ku SC, Yu CJ, et al. Prognostic value of computed tomographic findings in acute respiratory distress syndrome and the response to prone positioning. BMC Pulm Med. 2022;22(1):71.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  25. Prat G, Guinard S, Bizien N, Nowak E, Tonnelier JM, Alavi Z, et al. Can lung ultrasonography predict prone positioning response in acute respiratory distress syndrome patients? J Crit Care. 2016;32:36–41.

    Article  PubMed  Google Scholar 

  26. Albert RK, Keniston A, Baboi L, Ayzac L, Guérin C. Prone position-induced improvement in gas exchange does not predict improved survival in the acute respiratory distress syndrome. Am J Respir Crit Care Med. 2014;189(4):494–6.

    Article  PubMed  Google Scholar 

  27. Gattinoni L, Vagginelli F, Carlesso E, Taccone P, Conte V, Chiumello D, et al. Decrease in PaCO2 with prone position is predictive of improved outcome in acute respiratory distress syndrome. Crit Care Med. 2003;31(12):2727–33.

    Article  PubMed  Google Scholar 

  28. Camporota L, Sanderson B, Chiumello D, Terzi N, Argaud L, Rimmelé T, et al. Prone Position in COVID-19 and -COVID-19 Acute Respiratory Distress Syndrome: An International Multicenter Observational Comparative Study. Crit Care Med. 2022;50(4):633–43.

    Article  CAS  PubMed  Google Scholar 

  29. Estenssoro E, Loudet CI, Dubin A, Kanoore Edul VS, Plotnikow G, Andrian M, et al. Clinical characteristics, respiratory management, and determinants of oxygenation in COVID-19 ARDS: A prospective cohort study. J Crit Care. 2022;71:154021.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  30. Adhikari NK, Dellinger RP, Lundin S, Payen D, Vallet B, Gerlach H, et al. Inhaled nitric oxide does not reduce mortality in patients with acute respiratory distress syndrome regardless of severity: systematic review and meta-analysis. Crit Care Med. 2014;42(2):404–12.

    Article  CAS  PubMed  Google Scholar 

  31. Gendreau S, Geri G, Pham T, Vieillard-Baron A, Mekontso DA. The role of acute hypercapnia on mortality and short-term physiology in patients mechanically ventilated for ARDS: a systematic review and meta-analysis. Intensive Care Med. 2022;48(5):517–34.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  32. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. Lancet. 2007;370(9596):1453–7.

    Article  Google Scholar 

  33. Ranieri VM, Rubenfeld GD, Thompson BT, Ferguson ND, Caldwell E, Fan E, et al. Acute respiratory distress syndrome: the Berlin Definition. JAMA. 2012;307(23):2526–33.

    PubMed  Google Scholar 

  34. Tasaka S, Ohshimo S, Takeuchi M, Yasuda H, Ichikado K, Tsushima K, et al. ARDS clinical practice guideline 2021. Respir Investig. 2022;60(4):446–95.

    Article  PubMed  Google Scholar 

  35. Coppola S, Froio S, Marino A, Brioni M, Cesana BM, Cressoni M, et al. Respiratory Mechanics, Lung Recruitability, and Gas Exchange in Pulmonary and Extrapulmonary Acute Respiratory Distress Syndrome. Crit Care Med. 2019;47(6):792–9.

    Article  PubMed  Google Scholar 

  36. Scholten EL, Beitler JR, Prisk GK, Malhotra A. Treatment of ARDS With Prone Positioning. Chest. 2017;151(1):215–24.

    Article  PubMed  Google Scholar 

  37. Gattinoni L, Tognoni G, Pesenti A, Taccone P, Mascheroni D, Labarta V, et al. Effect of prone positioning on the survival of patients with acute respiratory failure. N Engl J Med. 2001;345(8):568–73.

    Article  CAS  PubMed  Google Scholar 

  38. Pappert D, Rossaint R, Slama K, Grüning T, Falke KJ. Influence of positioning on ventilation-perfusion relationships in severe adult respiratory distress syndrome. Chest. 1994;106(5):1511–6.

    Article  CAS  PubMed  Google Scholar 

  39. Chatte G, Sab JM, Dubois JM, Sirodot M, Gaussorgues P, Robert D. Prone position in mechanically ventilated patients with severe acute respiratory failure. Am J Respir Crit Care Med. 1997;155(2):473–8.

    Article  CAS  PubMed  Google Scholar 

  40. Bell J, William Pike C, Kreisel C, Sonti R, Cobb N. Predicting Impact of Prone Position on Oxygenation in Mechanically Ventilated Patients with COVID-19. J Intensive Care Med. 2022;37(7):883–9.

    Article  PubMed  PubMed Central  Google Scholar 

  41. Fridrich P, Krafft P, Hochleuthner H, Mauritz W. The effects of long-term prone positioning in patients with trauma-induced adult respiratory distress syndrome. Anesth Analg. 1996;83(6):1206–11.

    Article  CAS  PubMed  Google Scholar 

  42. Guerin C, Gaillard S, Lemasson S, Ayzac L, Girard R, Beuret P, et al. Effects of systematic prone positioning in hypoxemic acute respiratory failure: a randomized controlled trial. JAMA. 2004;292(19):2379–87.

    Article  CAS  PubMed  Google Scholar 

  43. Charron C, Repesse X, Bouferrache K, Bodson L, Castro S, Page B, et al. PaCO2 and alveolar dead space are more relevant than PaO2/FiO2 ratio in monitoring the respiratory response to prone position in ARDS patients: a physiological study. Crit Care. 2011;15(4):R175.

    Article  PubMed  PubMed Central  Google Scholar 

  44. Pelosi P, Tubiolo D, Mascheroni D, Vicardi P, Crotti S, Valenza F, et al. Effects of the prone position on respiratory mechanics and gas exchange during acute lung injury. Am J Respir Crit Care Med. 1998;157(2):387–93.

    Article  CAS  PubMed  Google Scholar 

  45. Guérin C, Albert RK, Beitler J, Gattinoni L, Jaber S, Marini JJ, et al. Prone position in ARDS patients: why, when, how and for whom. Intensive Care Med. 2020;46(12):2385–96.

    Article  PubMed  PubMed Central  Google Scholar 

  46. Petit M, Fetita C, Gaudemer A, Treluyer L, Lebreton G, Franchineau G, et al. Prone-Positioning for Severe Acute Respiratory Distress Syndrome Requiring Extracorporeal Membrane Oxygenation. Crit Care Med. 2022;50(2):264–74.

    Article  CAS  PubMed  Google Scholar 

  47. Roca O, Pacheco A, García-de-Acilu M. To prone or not to prone ARDS patients on ECMO. Crit Care. 2021;25(1):315.

    Article  PubMed  PubMed Central  Google Scholar 

  48. Stengl M, Ledvinova L, Chvojka J, Benes J, Jarkovska D, Holas J, et al. Effects of clinically relevant acute hypercapnic and metabolic acidosis on the cardiovascular system: an experimental porcine study. Crit Care. 2013;17(6):R303.

    Article  PubMed  PubMed Central  Google Scholar 

  49. Tiruvoipati R, Pilcher D, Botha J, Buscher H, Simister R, Bailey M. Association of Hypercapnia and Hypercapnic Acidosis With Clinical Outcomes in Mechanically Ventilated Patients With Cerebral Injury. JAMA Neurol. 2018;75(7):818–26.

    Article  PubMed  PubMed Central  Google Scholar 

  50. Audard V, Homs S, Habibi A, Galacteros F, Bartolucci P, Godeau B, et al. Acute kidney injury in sickle patients with painful crisis or acute chest syndrome and its relation to pulmonary hypertension. Nephrol Dial Transplant. 2010;25(8):2524–9.

    Article  PubMed  Google Scholar 

  51. Nin N, Muriel A, Peñuelas O, Brochard L, Lorente JA, Ferguson ND, et al. Severe hypercapnia and outcome of mechanically ventilated patients with moderate or severe acute respiratory distress syndrome. Intensive Care Med. 2017;43(2):200–8.

    Article  PubMed  PubMed Central  Google Scholar 

  52. Katira BH, Osada K, Engelberts D, Bastia L, Damiani LF, Li X, et al. Positive End-Expiratory Pressure, Pleural Pressure, and Regional Compliance during Pronation: An Experimental Study. Am J Respir Crit Care Med. 2021;203(10):1266–74.

    Article  PubMed  Google Scholar 

  53. Kassis EB, Beitler JR, Talmor D. Lung-protective sedation: moving toward a new paradigm of precision sedation. Intensive Care Med. 2023;49(1):91–4.

    Article  PubMed  Google Scholar 

Download references

Acknowledgements

We thank LetPub (www.letpub.com.cn) for its linguistic assistance during the preparation of this manuscript.

Funding

This study was supported by the Guangzhou Science and Technology Planning Project (No. 202102010353), Zhongnanshan Medical Foundation of Guangdong Province (No. ZNSA-2020003), Guangzhou Institute of Respiratory Health/ 2019 Clinical Independent Exploration Project of National Clinical Research Center of the First Hospital of Guangzhou Medical University (No. 2019GIRHZ10), and the Project of Cultivating High-level Clinical Research launched by the Guangzhou Medical University (02–408-2304-19099XM).

Author information

Authors and Affiliations

Authors

Contributions

Study conception/design: YX. Data acquisition: QD, ZJ, BZ, JZ. Data analysis and interpretation: HL, MJ. Article writing: all authors. HL, QD, YX, WY were major contributor in writing the manuscript. All authors read and approved the final manuscript. YX is guarantor.

Corresponding authors

Correspondence to Mei Jiang or Yuanda Xu.

Ethics declarations

Ethics approval and consent to participate

The institution’s Medical Ethics Committee (the First Affiliated Hospital of Guangzhou Medical University, China) approved the study protocol and waived the need for informed consent. (ES-2023-K006-01).

Consent for publication

Consent for publication has been obtained.

Competing interests

The authors declare no competing interests.

Additional information

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Rights and permissions

Open Access This article is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License, which permits any non-commercial use, sharing, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if you modified the licensed material. You do not have permission under this licence to share adapted material derived from this article or parts of it. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by-nc-nd/4.0/.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Liang, H., Deng, Q., Ye, W. et al. Prone position ventilation-induced oxygenation improvement as a valuable predictor of survival in patients with acute respiratory distress syndrome: a retrospective observational study. BMC Pulm Med 24, 575 (2024). https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s12890-024-03349-3

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s12890-024-03349-3

Keywords